Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Sorger is a financial advisor with over 27 years of experience in the financial services industry. Andrew has been registered with MML Investors Services, LLC since March 2017. Prior to that, Andrew was a financial advisor with MSI Financial Services, Inc., Wells Fargo Securities, LLC, Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., SG Cowen Securities Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, and Dean Witter Reynolds Inc. Andrew holds the Series 7, Series 63, and Series 65 licenses and is registered in 29 states. Andrew specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
03/25/2017 - Present
MML Investors Services, LLC (MONTCLAIR NJ)
NJ
04/02/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MONTCLAIR NJ)
NC
10/01/2010 - 11/12/2013
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NJ
01/01/2008 - 10/08/2010
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
NY
01/03/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NEW YORK NY)
NY
11/13/2000 - 09/18/2001
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NJ
02/29/2000 - 10/30/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
09/08/1998 - 07/06/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/26/1996 - 05/26/1998
SCHRODER & CO. INC. (NEW YORK NY)
NY
07/02/1993 - 01/19/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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