Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Spearman is a financial advisor registered with Raymond James & Associates, Inc. Andrew has been in the industry since 2000 and has a wealth of experience providing financial advice. Andrew is a Series 7 and Series 66 licensed professional and holds licenses in multiple states. Andrew also has experience with Cetera Advisors LLC, First Allied Securities, Inc., Wells Fargo Advisors, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Andrew is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
11/03/2023 - Present
Raymond James & Associates, Inc. (GROSSE POINTE FARMS MI)
MI
09/08/2022 - 11/07/2023
CETERA ADVISORS LLC (LIVONIA MI)
MI
04/24/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BLOOMFIELD HILLS MI)
MI
07/28/2010 - 04/06/2015
WELLS FARGO ADVISORS, LLC (TROY MI)
MI
06/01/2009 - 06/07/2010
MORGAN STANLEY SMITH BARNEY (SOUTHFIELD MI)
MI
11/05/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SOUTHFIELD MI)
BOTH
Issued 08/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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