Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Nania is a financial advisor with Morgan Stanley. Andrew has been in the financial services industry since 2009 and has been registered with the Securities and Exchange Commission (SEC) since 2012. Andrew is a Chartered Financial Analyst (CFA) and holds the Series 7, Series 63, and Series 65 licenses. Andrew has a diverse background in financial services, including previous roles with E*TRADE Securities LLC and Chase Investment Services Corp. Andrew is currently registered with Morgan Stanley in New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/05/2023 - Present
Morgan Stanley (Purchase NY)
NJ
07/18/2014 - 09/05/2023
E*TRADE SECURITIES LLC (Jersey City NJ)
NY
10/01/2012 - 07/24/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/08/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
06/17/2009 - 08/13/2009
JOHN THOMAS FINANCIAL (NEW YORK NY)
IA
Issued 12/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Andrew Nania is the right advisor for you? Invested Better is here to help.
