Unclaimed
Andrew Martin Dunphy is a financial advisor with Country Capital Management Co. based in Fargo, ND. He has been working in the financial industry since August 2009. Andrew Dunphy holds the Series 6, Series 7, and Series 63 licenses and has been registered with the state of North Dakota since 2010 and Minnesota since 2014. Previously, Andrew Dunphy was registered with INVEST FINANCIAL CORPORATION. Andrew Dunphy has a background in the financial industry, with experience in investments and securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
ND
08/06/2010 - Present
Country Capital Management Co. (Fargo ND)
ND
04/18/2007 - 04/16/2008
INVEST FINANCIAL CORPORATION (FARGO ND)
BC
Issued 08/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Dunphy is the right advisor for you? Invested Better is here to help.