Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Sozio is a financial advisor with Fidelity Brokerage Services LLC. Andrew has been in the industry since 2003, and is registered with the state of Rhode Island and 52 other states. Andrew has passed the Series 7, Series 31 and SIE exams. Andrew has previously worked at T. Rowe Price Investment Services, Inc., Morgan Stanley DW Inc., and Legg Mason Wood Walker, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
05/29/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MD
01/29/2003 - 02/10/2020
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
NY
12/19/2000 - 04/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
MD
02/15/2000 - 12/06/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 06/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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