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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Goodman is a financial advisor with Fidelity Personal And Workplace Advisors. Andrew has been in the industry since 2014 and is registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative (IAR) and a Broker-Dealer Representative (BDR) in Florida. Andrew holds the Series 6, 7, 63 and 65 licenses as well as the SIE. Andrew holds the Certified Financial Planner and Chartered Financial Consultant designations. Andrew has previously worked with other firms including Securities America, Inc., Ameriprise Financial Services, LLC, MML Investors Services, LLC, and Pruco Securities, LLC. Andrew's areas of expertise include financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/27/2024 - Present
Fidelity Personal AND Workplace Advisors (CLEARWATER FL)
NY
01/09/2023 - 02/08/2024
SECURITIES AMERICA, INC. (NEW YORK NY)
NY
01/15/2021 - 02/23/2021
AMERIPRISE FINANCIAL SERVICES, LLC (New York NY)
NY
01/10/2020 - 01/22/2021
MML INVESTORS SERVICES, LLC (New York NY)
NY
10/13/2014 - 12/23/2019
PRUCO SECURITIES, LLC. (MELVILLE NY)
IA
Issued 03/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/13/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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