Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Weisel is a financial professional with over 12 years of experience in the securities industry. Andrew is currently registered with Scotia Capital (usa) Inc. and holds licenses for Series 7, Series 63, Series 86, Series 87 and SIE exams. Prior to joining Scotia Capital (usa) Inc., Andrew worked with Macquarie Capital (USA) Inc. and J.P. Morgan Securities Inc. Andrew is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/20/2017 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
06/05/2008 - 01/10/2018
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
10/12/2005 - 03/14/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 11/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/15/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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