Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Sale has been in the financial services industry since April 1999. Andrew Sale is currently registered with Cantor Fitzgerald & Co. as a General Securities Principal. Prior to that, Andrew Sale was registered with Ramus Securities, L.L.C. Andrew Sale has licenses in 51 states and holds the Series 7, Series 55, Series 24, Series 57TO, and Series 99TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/16/2001 - Present
Cantor Fitzgerald & Co. (DARIEN CT)
NY
03/31/1999 - 10/30/2001
RAMIUS SECURITIES, L.L.C. (NEW YORK NY)
BC
Issued 04/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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