Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Ross is a financial professional with over two years of experience in the securities industry. Andrew is currently registered with Regiment Securities, LLC and holds Series 52TO, 53, 63, 79TO, 82TO and SIE licenses. Prior to joining Regiment Securities, LLC, Andrew was employed by Gar Wood Securities, LLC. Andrew is licensed in Illinois, Michigan and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/23/2023 - Present
Regiment Securities, LLC (Chicago IL)
IL
10/25/2021 - 12/19/2022
GAR WOOD SECURITIES, LLC (Chicago IL)
BC
Issued 11/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/27/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 06/03/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/25/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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