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Andrew Marc Leone

Millennium Advisors, LLC

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About Andrew Marc Leone

Andrew Marc Leone is a financial advisor with Millennium Advisors, LLC, located in Charlotte, NC. Andrew has over 19 years of experience in the financial services industry. His areas of expertise include securities trading, operations and general securities. Andrew is registered with FINRA and holds the Series 7, Series 24, Series 55, Series 57TO and Series 99TO licenses. Andrew is also registered with the state of North Carolina. Prior to joining Millennium Advisors, LLC, Andrew held positions at SOUTH STREET SECURITIES LLC, MUFG SECURITIES AMERICAS INC., MYD MARKET, INC, PERSHING LLC, and NOMURA SECURITIES INTERNATIONAL, INC.

Firm Information

Andrew Leone is currently registered with Millennium Advisors, LLC. Millennium Advisors, LLC is a Limited Liability Company formed in June 2009. The firm is registered with the SEC and in 10 states including Alabama, California, Delaware, Illinois, Maryland, Michigan, New York, North Carolina, Ohio, and Tennessee.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Leone’s Registration & Firm History

NC

05/07/2024 - Present

Millennium Advisors, LLC (CHARLOTTE NC)

NY

09/17/2021 - 05/07/2024

SOUTH STREET SECURITIES LLC (NEW YORK NY)

NY

03/07/2011 - 07/08/2021

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

07/27/2010 - 02/23/2011

MYD MARKET, INC (NEW YORK NY)

NJ

06/30/2009 - 07/09/2010

PERSHING LLC (JERSEY CITY NJ)

NY

11/09/1999 - 08/11/2004

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/21/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/16/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/25/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Andrew Marc Leone. Review regulatory record here.
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