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Andrew Marc Barish

Jefferies LLC

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About Andrew Marc Barish

Andrew Barish is a financial professional with over 30 years of experience in the industry. Andrew is currently registered with Jefferies LLC. Previously, Andrew has worked with Cowen and Company, Banc of America Securities LLC, Robertson Stephens, Inc., BancAmerica Robertson Stephens, Robertson, Stephens & Company LLC and Kidder, Peabody & Co. Incorporated. Andrew is registered with the Securities Industry and Financial Markets Association (FINRA) and holds the Series 63, Series 7, Series 87 and SIE licenses. Andrew is also registered as a broker in 53 states and jurisdictions.

Firm Information

Andrew Barish is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Barish’s Registration & Firm History

MA

06/30/2010 - Present

Jefferies LLC (BOSTON MA)

CA

06/19/2008 - 06/24/2010

COWEN AND COMPANY (SAN FRANCISCO CA)

CA

03/07/2001 - 02/25/2008

BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)

CA

09/01/1998 - 03/05/2001

ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)

CA

10/01/1997 - 09/01/1998

BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)

CA

10/11/1993 - 10/01/1997

ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)

NY

02/01/1993 - 06/10/1993

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/11/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/28/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Marc Barish.
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