Unclaimed
Andrew Mallory is a financial advisor with PFS Investments Inc., who has been in the financial services industry for over 10 years. He holds a Series 6, Series 26, Series 63 and Series 65 license and specializes in investment company products and variable contracts. Andrew currently holds registrations in multiple states and has experience working with individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
10/02/2020 - Present
PFS Investments Inc. (MACON GA)
IA
Issued 08/31/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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