Unclaimed
Andrew Malca is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Andrew is licensed in New Jersey and New York, specializing in providing investment advice and financial planning services. Andrew has been in the financial services industry since 2013, and has a Series 3, 7TO, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
05/10/2022 - Present
Northwestern Mutual Investment Services, LLC (Cedarhurst NY)
BC
Issued 05/24/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/17/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2013
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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