Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Smith is a financial professional with over 10 years of experience in the financial services industry. He is currently registered with Flagstar Advisors as an Investment Advisor Representative in both California and New York. Previously, Andrew was a registered representative with HSBC Securities (USA) Inc. in both New York and California. Andrew has a strong background in providing financial advice to individuals, corporations, and institutions. Andrew's areas of expertise include investment management, portfolio management, retirement planning, and wealth management. Andrew holds a Series 6, 7, 9, 10, 63, and 66 licenses and is a Registered Principal with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
07/26/2021 - Present
Flagstar Advisors (Beverly Hills CA)
CA
07/27/2016 - 07/26/2021
HSBC SECURITIES (USA) INC. (San Francisco CA)
NY
04/19/2013 - 07/30/2014
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BOTH
Issued 05/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/18/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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