Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Rosen has been a registered representative in the securities industry since 2000. Andrew has been associated with Mizuho Securities USA LLC since November 2019 and was previously employed by Goldman Sachs & Co. LLC. Andrew holds the Series 3, 7 and 63 licenses. Andrew has a breadth of experience in the securities industry and is licensed to conduct business in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/13/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/21/2000 - 09/09/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/19/2000
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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