Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Nakagawa is a financial advisor with J.P. Morgan Securities LLC. Andrew has been a financial advisor since 2010 and has been registered with FINRA since 2008. Andrew is registered in 53 states and has a combined 25 years of experience in the financial services industry. Andrew holds a Series 66, 7, and SIE license. Andrew offers a range of financial services including financial planning, portfolio management for businesses, portfolio management for individuals, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/30/2020 - Present
J.p. Morgan Securities LLC (Westlake Village CA)
CA
06/09/2017 - 12/11/2020
LPL FINANCIAL LLC (WOODLAND HILLS CA)
CA
08/21/2014 - 03/21/2017
WELLS FARGO CLEARING SERVICES, LLC (CAMARILLO CA)
CA
03/14/2013 - 07/17/2014
UNIONBANC INVESTMENT SERVICES, LLC (THOUSAND OAKS CA)
CA
07/25/2012 - 12/20/2012
CETERA INVESTMENT SERVICES LLC (PORT HUENEME CA)
CA
03/22/2010 - 02/03/2011
CHASE INVESTMENT SERVICES CORP. (CAMARILLO CA)
CA
10/23/2009 - 03/23/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENCINO CA)
CA
04/08/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TARZANA CA)
BOTH
Issued 04/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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