Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Grayson is a financial professional with over 25 years of experience in the industry. Andrew currently works at J.p. Morgan Securities LLC where Andrew has been since October 2008. Andrew has held multiple registrations with both FINRA and the state. Previously, Andrew worked at firms like J.P. MORGAN SECURITIES INC., NEOVEST TRADING, THE VOLUME INVESTOR, INC., FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED, and ROBERT THOMAS SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2008 - Present
J.p. Morgan Securities LLC (New York NY)
NY
03/24/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/05/1999 - 12/15/2006
NEOVEST TRADING (NEW YORK NY)
NY
03/08/1996 - 12/04/1997
THE VOLUME INVESTOR, INC. (NEW YORK NY)
FL
03/16/1995 - 03/19/1996
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED (TAMPA FL)
FL
09/27/1994 - 12/13/1995
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NJ
09/16/1994 - 10/03/1994
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 09/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/12/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/17/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/20/2004
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 12/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2005
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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