Unclaimed
Andrew M. Focht is a registered representative with LPL Financial LLC and has been in the financial services industry since 2016. Andrew is licensed to provide investment advice in Iowa. He is also registered in Arizona, California, Kansas, Minnesota, Nebraska, North Carolina, and Pennsylvania. Andrew has a background in agriculture and has experience in financial planning and investment management. Andrew is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
01/15/2020 - Present
LPL Financial LLC (VILLISCA IA)
IA
01/15/2019 - 01/15/2020
SECURITIES AMERICA, INC. (VILLISCA IA)
IA
05/23/2016 - 11/29/2018
USA FINANCIAL SECURITIES CORPORATION (Red Oak IA)
IA
03/02/2016 - 05/13/2016
VOYA FINANCIAL ADVISORS, INC. (RED OAK IA)
BOTH
Issued 05/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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