Unclaimed
Andrew Dailey is a financial professional with over 10 years of experience in the industry. Andrew is currently registered with BTIG, LLC and is a licensed Series 7, 24, 27, 28, 55, 57TO, 63, 99TO and SIE representative. Andrew has held previous positions with Decker & Co, LLC, Wedbush Securities Inc., and PGR Securities, LLC. Andrew holds a bachelor's degree in Business Administration and a Master of Business Administration (MBA) degree. Andrew is an active member of the industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/07/2022 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
07/08/2016 - 05/08/2020
DECKER & CO, LLC (MENLO PARK CA)
CA
12/05/2019 - 04/15/2020
WEDBUSH SECURITIES INC. (SAN FRANCISCO CA)
CA
06/20/2013 - 01/15/2016
DECKER & CO, LLC (MENLO PARK CA)
CA
06/05/2006 - 03/14/2011
PGR SECURITIES, LLC (SAN FRANCISCO CA)
BC
Issued 02/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2013
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/12/2013
Series 24 - General Securities Principal Examination
BC
Issued 07/27/2009
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/18/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2006
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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