Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Lyon Lees is a financial advisor at Wells Fargo Clearing Services, LLC and has been in the industry since February 3, 1984. Andrew holds the Series 7, Series 24, Series 63, and Series 65 licenses. Andrew has specialized in providing investment consulting services to institutional clients in addition to traditional financial planning, and portfolio management. Andrew's previous experience includes roles at U.S. Bancorp Investments, Inc., Firstar Investment Services, Inc., First Union Securities, Inc., First Union Brokerage Services, Inc., Dominion Investment Banking, Inc., and Thomson McKinnon Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
03/01/2010 - Present
Wells Fargo Clearing Services, LLC (BRENTWOOD TN)
TN
11/09/2001 - 02/26/2010
U.S. BANCORP INVESTMENTS, INC. (BRENTWOOD TN)
NJ
12/08/2000 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MO
10/01/2000 - 12/08/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/28/1993 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
09/19/1988 - 05/28/1993
DOMINION INVESTMENT BANKING, INC.
NA
11/23/1983 - 07/07/1988
THOMSON MCKINNON SECURITIES INC.
IA
Issued 05/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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