Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Jones is a financial professional with over 18 years of experience in the financial services industry. Andrew is currently registered with Stephens Inc., a firm with headquarters in Little Rock, Arkansas. Andrew has Series 6, 7, 63, 65, 86, 87, 79TO, and SIE licenses. Andrew is a dedicated financial advisor, providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
06/29/2018 - Present
Stephens (LITTLE ROCK AR)
TN
12/13/2005 - 10/16/2007
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
AL
02/25/2003 - 06/08/2004
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 06/22/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/29/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/28/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/21/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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