Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Aloysius Siwiec is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Andrew has been in the securities industry since 2001, and has a wide range of experience in providing investment advice to individual and institutional clients. Andrew is a Registered Representative and Investment Advisor Representative, and holds Series 7, 9, 10, 25, 55, 63 and 66 licenses. Andrew is also a Registered Options Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/15/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
12/08/2003 - 08/04/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
09/26/2002 - 02/20/2003
ALVERIO, LOUIS RICHARD (NEW YORK NY)
NY
10/26/2001 - 11/20/2002
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NJ
08/30/2001 - 10/07/2002
ETHOS SECURITIES SP (ATLANTIC HIGHLANDS NJ)
NY
09/01/1999 - 01/24/2001
HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)
PA
04/22/1998 - 02/03/1999
FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)
NY
04/22/1998 - 12/08/1998
LCP CAPITAL CORP. (STATEN ISLAND NY)
BOTH
Issued 9/11/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/16/2021
Series 4 - Registered Options Principal Examination
BC
Issued 3/5/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/24/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/17/2002
Series 25 - NYSE Trading Assistant Examination
BC
Issued 9/9/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 3/9/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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