Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Steinberg is a financial advisor with D.a. Davidson & Co. located in Ventura, CA. Andrew has been in the financial industry for over 8 years, holds licenses in both Broker-Dealer (BC) and Investment Advisor (IA). Andrew is also a Certified Financial Planner. Prior to joining D.a. Davidson & Co., Andrew was an advisor with LPL Financial LLC and Charles Schwab & Co., Inc. Andrew specializes in providing financial planning and investment advice for individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/09/2023 - Present
D.a. Davidson & Co. (Ventura CA)
CA
09/21/2022 - 03/23/2023
LPL FINANCIAL LLC (SANTA BARBARA CA)
CA
11/14/2014 - 08/21/2022
CHARLES SCHWAB & CO., INC. (Santa Barbara CA)
BOTH
Issued 07/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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