Unclaimed
Andrew Massaro is a financial advisor with Bofa Securities, Inc. located in Clayton, MO. Andrew has over 15 years of experience in the financial services industry. Prior to joining Bofa Securities, Inc., Andrew was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Andrew holds Series 63, Series 66, Series 7, Series 86 and Series 87 licenses. Andrew specializes in providing research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
MO
05/10/2019 - Present
Bofa Securities, Inc. (CLAYTON MO)
MO
03/13/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT LOUIS MO)
CT
10/03/2008 - 04/28/2009
BROADPOINT AMTECH, INC. (GREENWICH CT)
NY
10/02/2007 - 10/13/2008
BROADPOINT CAPITAL, INC. (NEW YORK NY)
MO
06/07/2005 - 10/05/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 05/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/21/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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