Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Dejoy is a registered representative and investment advisor representative with Imperial Capital, LLC. Andrew is based in Los Angeles, CA and has been in the industry since December 2022. Andrew holds the Series 65, Series 66, Series 7TO, and Series 87 securities licenses as well as the SIE exam. He is registered to sell securities in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/20/2022 - Present
Imperial Capital, LLC (LOS ANGELES CA)
BOTH
Issued 01/18/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/19/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/26/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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