Unclaimed
Andrew London Ryan is an investment advisor representative at Raymond James & Associates, Inc. Andrew has been in the industry since 2001 and has experience at several firms, including Deutsche Bank Securities Inc., Jefferies & Company, Inc., Fahnestock & Co. Inc., CIBC World Markets Corp., and UBS Paine Webber Inc. Andrew is licensed in 53 states and holds the Series 7, 55, 66, SIE, and 57TO licenses. Andrew is also a business owner of 56 Main, LLC. Andrew is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (New York NY)
NY
11/16/2010 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/21/2003 - 12/01/2010
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
01/03/2003 - 02/24/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
08/13/2002 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
01/14/2002 - 08/28/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
03/23/2001 - 01/18/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BOTH
Issued 05/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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