Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Locke is a registered representative with Calton & Associates, Inc. Andrew has been in the industry since 2004. He has a Series 7, Series 52, Series 53 and Series 63 license and has been registered with the state of New York since 2015. Andrew previously worked at INVESTORS CAPITAL CORP., RIDGEWAY & CONGER, INC. and CLAYTON LOWELL, & CONGER INC.. Andrew is also a registered principal of Calton & Associates, Inc. and specializes in working with individuals and businesses. Andrew is a financial advisor who provides a variety of financial services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/02/2015 - Present
Calton & Associates, Inc. (Morrisville NY)
NY
02/24/2014 - 07/02/2015
INVESTORS CAPITAL CORP. (MORRISVILLE NY)
NY
05/16/2005 - 03/11/2014
RIDGEWAY & CONGER, INC. (NEW WOODSTOCK NY)
NY
02/26/2004 - 03/11/2014
CLAYTON LOWELL, & CONGER INC (NEW WOODSTOCK NY)
BC
Issued 06/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2004
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Locke is the right advisor for you? Invested Better is here to help.
