Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Liu is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Andrew has been in the financial services industry since December 2002. Andrew is registered in California and Texas. Andrew has also been previously registered with Morgan Stanley, Citigroup Global Markets Inc., and Morgan Stanley DW Inc. Andrew holds the Series 7, Series 31, Series 66, and SIE licenses. Andrew is also a Certified Financial Planner. Andrew's specializations include, but are not limited to: investment advisory services, financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/05/2024 - Present
Wells Fargo Clearing Services, LLC (SAN JOSE CA)
CA
06/01/2009 - 04/27/2015
MORGAN STANLEY (CUPERTINO CA)
CA
08/01/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
NY
12/06/2002 - 08/01/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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