Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Ling Ma is a registered securities professional with Mizuho Securities USA LLC. Andrew holds Series 63, 86, 87 and SIE licenses. Andrew has been active in the securities industry since September 5, 2024, and is registered to sell securities in all 50 states, plus the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/06/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 08/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/27/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/31/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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