Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Leo Humberd is a Registered Representative and Investment Adviser Representative who has been active in the financial services industry since December 16, 2001. Andrew is currently registered with TCW Investment Management Co. LLC and has been with the firm since May 2024. Prior to TCW, Andrew was employed at Putnam Retail Management Limited Partnership, NGAM Distribution, L.P., and Fidelity Brokerage Services LLC. Andrew is licensed to provide investment advice in the state of Massachusetts. Andrew specializes in investment advisory services for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio management for wrap fee programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
06/03/2024 - Present
TCW Investment Management Co. LLC (Andover MA)
MA
08/05/2014 - 04/19/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)
MA
09/10/2009 - 07/09/2014
NGAM DISTRIBUTION, L.P. (BOSTON MA)
MA
11/28/2001 - 09/17/2009
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
BOTH
Issued 04/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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