Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Yamashita is a financial advisor with over 16 years of experience in the financial services industry. Andrew is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC and Cetera Advisor Networks LLC. Andrew has held previous registrations with First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc. and Investors Capital Corp. Andrew has passed the Series 63, Series 24, SIE and Series 7 exams and is registered to sell securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/19/2013 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
09/22/2016 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
09/22/2016 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
09/22/2016 - 11/02/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
09/22/2016 - 11/08/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
BC
Issued 12/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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