Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Walton is an Investment Advisor Representative associated with Charles Schwab & Co., Inc.. Andrew has been in the securities industry for over 27 years. Andrew holds Series 6, 7, 63 and 66 securities licenses and holds the CFP certification. Andrew is registered with the state of California and Texas and is an active member of the financial industry with current employment at Charles Schwab & Co., Inc. Andrew has previously been employed with ALLSTATE FINANCIAL SERVICES, LLC, LINCOLN FINANCIAL ADVISORS CORPORATION and THE LINCOLN NATIONAL LIFE INSURANCE COMPANY. Andrew is also the owner/landlord of a rental property in Ventura, California. Andrew's specializations include Asset Management and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/04/2019 - Present
Charles Schwab & CO., Inc. (Santa Barbara CA)
CA
02/03/2010 - 12/31/2012
ALLSTATE FINANCIAL SERVICES, LLC (CARPINTERIA CA)
CA
02/02/1994 - 06/25/2008
LINCOLN FINANCIAL ADVISORS CORPORATION (VENTURA CA)
IN
02/02/1994 - 03/31/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 02/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Andrew Walton is the right advisor for you? Invested Better is here to help.
