Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Sinclair is a financial advisor with over 15 years of experience in the industry. Andrew has held positions at several firms, including Cambridge Investment Research, Inc., Synovus Securities, Inc., and Fifth Third Securities, Inc. Andrew is currently registered with Wells Fargo Clearing Services, LLC. Andrew specializes in working with individuals, corporations, high net worth individuals, and charitable organizations. Andrew's areas of expertise include financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/24/2020 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
FL
09/17/2018 - 03/02/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Tampa FL)
FL
04/20/2016 - 03/28/2018
SYNOVUS SECURITIES, INC. (PALM HARBOR FL)
FL
04/07/2010 - 08/11/2010
FIFTH THIRD SECURITIES, INC. (TAMPA FL)
FL
11/12/2009 - 04/05/2010
AXA ADVISORS, LLC (TAMPA FL)
CT
02/29/2008 - 10/16/2009
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)
MA
04/26/2005 - 02/29/2008
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
TX
01/23/2004 - 11/17/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
06/12/2003 - 01/13/2004
IFMG SECURITIES, INC. (PURCHASE NY)
MA
11/13/2000 - 01/14/2002
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
07/23/1999 - 12/01/2000
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
01/01/1998 - 07/20/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 04/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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