Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Lee Howard is a financial advisor with over 25 years of experience in the financial services industry. Andrew is currently registered with LPL Financial LLC and SCS. Andrew has a broad range of experience and is able to offer financial planning, portfolio management, and other advisory services to individuals and businesses. Andrew has held previous registrations with GWFS Equities, Inc., Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc., Mutual of Omaha Investor Services, Inc. and New England Securities. Andrew is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
01/18/2022 - Present
LPL Financial LLC (BELLEVUE WA)
CO
11/27/2012 - 03/17/2020
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CT
01/01/2009 - 10/18/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CA
03/12/2003 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (CARDIFF CA)
NE
02/05/2001 - 02/19/2003
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/25/1995 - 08/25/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 09/25/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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