Unclaimed
Andrew Lee Couch is a financial advisor with over 40 years of experience in the financial services industry. Andrew is currently registered with Arkadios Wealth Advisors and is a Registered Investment Advisor (RIA) in Texas. Andrew is a dedicated and experienced financial professional with a proven track record of success. Andrew has held several licenses and registrations throughout his career, including a Series 7, Series 9, Series 10, Series 63, and Series 65. Andrew has experience working with a variety of clients including high-net-worth individuals, corporations, and other businesses. Andrew has specialized in providing financial planning, pension consulting, and portfolio management services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/06/2021 - Present
Arkadios Wealth Advisors (Angleton TX)
TX
11/18/2013 - 10/18/2021
SAGEPOINT FINANCIAL, INC. (ANGLETON TX)
TX
09/30/2013 - 11/18/2013
SECURITIES AMERICA, INC. (ANGLETON TX)
TX
06/02/2011 - 10/28/2013
COMMONWEALTH FINANCIAL NETWORK (ANGLETON TX)
TX
11/07/2003 - 06/06/2011
LPL FINANCIAL LLC (BELLVILLE TX)
TN
01/21/1998 - 11/11/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TX
02/01/1977 - 02/09/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
IA
Issued 08/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1977
PC - AMEX Put and Call Exam
BC
Issued 01/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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