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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Lee is a financial advisor based in San Diego, CA. Andrew has been working in the financial services industry for over 15 years and is currently registered with Morgan Stanley. Andrew is licensed to provide financial advice in a number of states across the country. Before joining Morgan Stanley, Andrew worked with TD Ameritrade, Inc., and Charles Schwab & Co., Inc. Andrew has a variety of certifications, including the Series 66, Series 63, Series 24, SIE, and Series 7 exams. Andrew provides a range of services to individual and institutional clients, including financial planning, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/10/2024 - Present
Morgan Stanley (San Diego CA)
CA
02/02/2023 - 01/10/2024
CHARLES SCHWAB & CO., INC. (San Diego CA)
CA
11/11/2008 - 12/20/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
BOTH
Issued 06/10/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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