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Andrew Lawrence Rothstein

City National Rochdale

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About Andrew Lawrence Rothstein

Andrew Lawrence Rothstein is a registered investment advisor representative with City National Rochdale. Andrew has been in the financial industry since 2019 and is registered with the state of New York. Andrew holds the Series 7TO, Series 63 and SIE licenses. Andrew also holds the designation Chartered Financial Analyst. Andrew's specializations include portfolio management for individuals, businesses, investment companies and pooled investment vehicles. Andrew has experience in various industries including asset management and securities. Andrew's office is located in New York City and is associated with City National Rochdale's New York and Larchmont branch offices.

Firm Information

Andrew Rothstein is currently registered with City National Rochdale. City National Rochdale is an investment advisor with over $50 billion in assets under management. They offer a variety of services, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also provide selection of other advisors and have a wrap fee program. They are registered with the SEC and have offices in New York, NY.
City National Rochdale

400 PARK AVENUE

NEW YORK, NY 10022

$68.18B

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Rothstein’s Registration & Firm History

NY

11/30/2022 - Present

City National Rochdale (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/06/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Lawrence Rothstein.
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