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Andrew Lawrence Kreicher

Smbc Nikko Securities America, Inc.

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About Andrew Lawrence Kreicher

Andrew Lawrence Kreicher is a financial professional with over 16 years of experience in the financial services industry. Andrew is currently registered with Smbc Nikko Securities America, Inc. and previously held positions at Wells Fargo Securities, LLC, Wells Fargo Institutional Securities, LLC, Nomura Securities International, Inc., and Deutsche Bank Securities Inc. Andrew holds several securities licenses including Series 3, 7, 24, 63, and 99. Andrew has extensive experience in a variety of financial markets and products.

Firm Information

Andrew Kreicher is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Kreicher’s Registration & Firm History

NY

07/09/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NC

06/30/2014 - 06/28/2024

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NC

07/03/2014 - 03/02/2015

WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)

NY

08/20/2012 - 12/10/2013

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

10/16/2006 - 08/22/2012

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/05/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/28/2012

Series 24 - General Securities Principal Examination

BC

Issued 08/23/2024

Series 3 - National Commodity Futures Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Andrew Lawrence Kreicher.
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