Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Hamm is a Financial Advisor at Citigroup Global Markets Inc., where Andrew has been employed since 2018. Andrew has been in the financial services industry since 1994 and has extensive experience in providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Before joining Citigroup Global Markets Inc., Andrew worked at RBC CAPITAL MARKETS, LLC and UBS SECURITIES LLC. Andrew holds a wide range of securities licenses and designations, including Series 7, 24, 55, 57TO, and 63. Andrew is also a registered representative in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/18/2018 - Present
Citigroup Global Markets Inc. (New York NY)
NY
07/09/2013 - 02/23/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
07/24/1997 - 05/13/2013
UBS SECURITIES LLC (NEW YORK NY)
CT
06/18/1998 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
01/16/1996 - 07/10/1997
SHERWOOD SECURITIES CORP. (NEW YORK NY)
NE
10/13/1994 - 01/13/1997
NATIONAL DISCOUNT BROKERS (OMAHA NE)
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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