Unclaimed
Andrew Barry is a registered representative with Guggenheim Securities, LLC. Andrew has been in the financial services industry since 2017. Andrew holds the Series 79 and Series 63 licenses. Andrew's previous experience includes roles at BOFA Securities, Inc., Piper Sandler & Co., Crosstree Capital Securities, LLC, BMO Capital Markets Corp., and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/22/2024 - Present
Guggenheim Securities, LLC (Houston TX)
TX
09/09/2022 - 04/19/2024
BOFA SECURITIES, INC. (HOUSTON TX)
TX
09/20/2021 - 06/21/2022
PIPER SANDLER & CO. (HOUSTON TX)
FL
02/04/2021 - 09/03/2021
CROSSTREE CAPITAL SECURITIES, LLC (TAMPA FL)
TX
06/27/2018 - 01/02/2020
BMO CAPITAL MARKETS CORP. (HOUSTON TX)
TX
08/07/2017 - 06/19/2018
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
BC
Issued 08/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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