Unclaimed
Andrew Laurence Groeger is a financial advisor with Northwestern Mutual Investment Services, LLC. Andrew has been working in the financial industry since 2012, and has extensive experience in providing financial guidance. Andrew is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 63, and 65 securities licenses. Andrew's expertise in investment products and services has been recognized by his clients who have trusted him to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
12/04/2014 - Present
Northwestern Mutual Investment Services, LLC (FORT COLLINS CO)
IA
Issued 11/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/01/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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