Unclaimed
Andrew Laing is a financial advisor with Empower Financial Services, Inc. Andrew has been in the financial services industry since 2013. Andrew is registered with FINRA and holds Series 6, 7, 63, and 66 securities licenses. Andrew is also licensed in Pennsylvania and West Virginia. Andrew has been with Empower Financial Services, Inc. since November 2021. Prior to that, Andrew worked at PNC INVESTMENTS and AXA ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WI
11/09/2021 - Present
Empower Financial Services, Inc. (Milwaukee WI)
PA
01/10/2014 - 12/16/2016
PNC INVESTMENTS (PITTSBURGH PA)
PA
05/09/2013 - 11/07/2013
AXA ADVISORS, LLC (SEVEN FIELDS PA)
BC
Issued 12/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/22/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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