Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew L. Wolff is an investment advisor representative with Oppenheimer & Co. Inc. based in NEW YORK, NY. Andrew has been in the industry since 1992. Andrew Wolff is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New Jersey as an investment advisor representative. Andrew Wolff is also registered with the state of New York as an investment advisor representative. Andrew Wolff's previous employers include CITIGROUP GLOBAL MARKETS INC., PRUDENTIAL SECURITIES INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Andrew Wolff has passed the following exams: Series 63, Series 65, Series 7 and SIE. Andrew Wolff is associated with Oppenheimer & Co. Inc. since 03/2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
02/05/2001 - 03/27/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/27/1997 - 02/09/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/05/1992 - 01/29/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/28/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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