Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Koh John is a securities professional with over 15 years of experience in the financial industry. Andrew is currently registered with Walleye Trading LLC. Andrew has held a Series 7, Series 3, Series 57TO, and Series 63. Andrew has also held a Series SIE. Andrew is licensed in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
04/08/2024 - Present
Walleye Trading LLC (PLYMOUTH MN)
AZ
08/23/2007 - 07/19/2010
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BC
Issued 09/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2024
Series 57TO - Securities Trader Exam
BC
Issued 02/21/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2022
Series 3 - National Commodity Futures Examination
BC
Issued 08/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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