Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Knox Thompson is a financial advisor who has been working in the industry since 2001. Currently, Andrew is registered with J.p. Morgan Securities LLC and has been with them since 2024. Previously, Andrew worked for J.P. MORGAN SECURITIES INC., CREDIT SUISSE FIRST BOSTON LLC, CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC., and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. Andrew holds a Series 7, Series 63, Series 65, and SIE license. Andrew is registered to provide investment advice and securities related services in all states except for North Dakota and Wyoming. Andrew specializes in financial planning, portfolio management for individuals and businesses, and the selection of other advisors. Andrew works with a wide range of clients including high net worth individuals, corporations and businesses, charitable organizations, insurance companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
03/22/2024 - Present
J.p. Morgan Securities LLC (Boston MA)
MA
01/09/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (BOSTON MA)
NY
03/19/2003 - 05/23/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
01/01/2001 - 04/03/2003
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NJ
12/14/1998 - 01/01/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 03/21/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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