Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew King is an active investment advisor representative with Morgan Stanley, based in New York, NY. Andrew has been in the securities industry since April 18, 2007. Andrew has been registered with Morgan Stanley since June 1, 2009 and has previously held positions at Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Citigroup Global Markets Inc., and Citicorp Investment Services. Andrew holds licenses for Series 6, 7, 63, and 65, as well as the SIE exam. Andrew specializes in serving high-net-worth individuals, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. Andrew provides a variety of financial services including portfolio management for individuals, businesses, and investment companies, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/15/2020 - Present
Morgan Stanley (New York NY)
NY
09/14/2012 - 03/25/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/23/2010 - 07/05/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/01/2009 - 03/01/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
01/31/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/18/2006 - 05/10/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 12/05/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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