Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Kimm is a financial advisor with UBS Financial Services Inc., a firm with over $700 billion in assets under management. Andrew has been working in the financial industry since 2007 and has a wide range of experience, including working with high net worth individuals, corporations, and institutions. Andrew is registered in 29 states and holds multiple securities licenses, including Series 7, Series 63, and Series 66. Andrew is committed to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/25/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
05/17/2010 - 12/18/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
07/01/2009 - 10/14/2009
CREDIT SUISSE SECURITIES (USA) LLC (GREENWICH CT)
NY
07/12/2005 - 08/03/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/08/2005 - 07/18/2005
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 04/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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