Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Johnston is a financial professional with over 15 years of experience in the industry. Andrew currently works at Houlihan Lokey Capital, Inc. Andrew has a wide range of experience including investment banking and operations. Andrew is licensed in North Carolina and has passed the Series 7, Series 24, Series 63, Series 14, Series 79, and Series 99 exams. Andrew's previous employers include 7M Securities, LLC and Cape Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/18/2023 - Present
Houlihan Lokey Capital, Inc. (Charlotte NC)
NC
01/19/2011 - 04/15/2024
7M SECURITIES, LLC (CHARLOTTE NC)
GA
03/24/2008 - 01/25/2011
CAPE SECURITIES INC. (MCDONOUGH GA)
BC
Issued 02/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/05/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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