Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Kevin Arthur is a financial professional with over 25 years of experience in the financial services industry. Andrew has held various roles at prominent firms including Wells Fargo Securities, LLC, Broadridge Business Process Outsourcing, LLC, Bloomberg Tradebook LLC, Knight Equity Markets, L.P., and Tradewell Discount Investing, LLC. Andrew has a strong foundation in the securities industry, holding multiple licenses including Series 3, 7, 55, and 63. Andrew's expertise encompasses a range of financial products and services, allowing Andrew to provide comprehensive solutions to meet individual client needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/11/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NJ
01/25/2013 - 07/02/2019
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (Newark NJ)
NY
09/11/2006 - 12/04/2012
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
NJ
01/31/1997 - 06/22/2004
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
CA
10/23/1996 - 01/08/1997
TRADEWELL DISCOUNT INVESTING, LLC (SAN DIEGO CA)
NE
09/11/1995 - 11/21/1996
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
02/10/1992 - 10/12/1994
WR LAZARD, LAIDLAW & MEAD INCORPORATED (NEW YORK NY)
RI
03/31/1989 - 11/05/1991
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
09/21/1988 - 12/08/1988
INVESTORS CENTER, INC.
NA
08/25/1988 - 09/27/1988
J. W. GANT & ASSOCIATES, INC.
BC
Issued 08/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/2006
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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