Unclaimed
Andrew Kenyon Orourke is a financial professional with over 14 years of experience in the industry. Andrew is currently registered with Alps Distributors, Inc. in Denver, Colorado. Andrew has previously been registered with FORESIDE FUND SERVICES, LLC, RAFFERTY CAPITAL MARKETS, LLC, and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.. Andrew has a Series 63, Series 7, Series 3, and Series 6 license, and is also a SIE exam holder. Andrew has been a licensed securities professional in the State of New York since 9/13/2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/13/2024 - Present
Alps Distributors, Inc. (DENVER CO)
MA
03/07/2022 - 09/09/2024
FORESIDE FUND SERVICES, LLC (Boston MA)
NY
06/30/2017 - 03/07/2022
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
MA
05/01/2015 - 07/03/2017
FORESIDE FUND SERVICES, LLC (Boston MA)
RI
03/01/1995 - 03/13/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 06/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/25/2013
Series 3 - National Commodity Futures Examination
BC
Issued 02/28/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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